Form 4: Broadridge Financial Solutions Corporate VP Thomas P. Carey Reports Stock Transactions
SEC Form 4 Filing
Corporate VP Thomas P. Carey reports exercising stock options and selling shares of Broadridge Financial Solutions on November 11, 2024.
Summary
- Thomas P. Carey, a Corporate VP at Broadridge Financial Solutions, reported transactions involving the company's stock on November 11, 2024.
- Carey exercised stock options to acquire 5,969 shares at a price of $93.88 and 3,000 shares at a price of $93.88.
- Following the exercise of these options, Carey sold 2,535 shares, 3,177 shares, and 5,045 shares at a weighted average price of $226.816.
- After these transactions, Carey directly owns 12,689 shares of common stock.
- Carey also holds options to purchase 4,163 and 10,132 shares of common stock.
Sentiment
Score: 5
Explanation: This is a neutral disclosure of stock transactions. It doesn't inherently indicate positive or negative sentiment about the company's performance.
Industry Context
This filing is a routine disclosure of insider trading activity, which is common for corporate officers. It provides transparency into the trading activities of key personnel within Broadridge Financial Solutions.
Key Dates
| Date | Description |
|---|---|
| 02/12/2019 | Date stock options became exercisable |
| 02/12/2028 | Expiration date of stock options |
| 11/11/2024 | Date of stock option exercise and stock sales |
| 11/12/2024 | Date of signature by Power of Attorney |
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