Form 4: Broadridge Financial Solutions Corporate VP Reports Stock Disposal
SEC Form 4 Filing
Thomas P. Carey, a Corporate VP at Broadridge Financial Solutions, reported the disposal of 2,462 shares of common stock to cover tax obligations.
Summary
- On April 7, 2025, Thomas P. Carey, a Corporate VP at Broadridge Financial Solutions, disposed of 2,462 shares of common stock.
- The disposal was related to tax obligations, with the shares being disposed of at a price of $0.00.
- Following the transaction, Carey directly owns 9,684 shares of Broadridge Financial Solutions common stock.
Sentiment
Score: 5
Explanation: The document is a standard regulatory filing related to insider trading. It doesn't convey any particularly positive or negative sentiment.
Industry Context
Form 4 filings are a routine part of corporate governance, providing transparency into the transactions of company insiders. This filing indicates a transaction by a Corporate VP, which is typical and expected.
Stakeholder Impact
- The disposal of shares by a company insider could have a minor impact on shareholder sentiment, but is unlikely to be significant given the routine nature of the transaction.
Key Dates
| Date | Description |
|---|---|
| 04/07/2025 | Date of stock disposal transaction |
| 04/08/2025 | Date of signature by Power of Attorney |
Keywords
Form 4, Broadridge Financial Solutions, Thomas P. Carey, Stock Disposal, Insider Trading, Corporate VP, Beneficial Ownership
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