Form 4: Broadridge Executive Christopher John Perry Reports Stock Option Exercises and Sales
SEC Form 4
Christopher John Perry, a President at Broadridge Financial Solutions, exercised stock options and sold shares on August 14, 2024, according to a Form 4 filing with the SEC.
Summary
- On August 14, 2024, Christopher John Perry, President of Broadridge Financial Solutions, exercised stock options to acquire 15,097 shares at $144.84, 9,854 shares at $117.34 and 9,375 shares at $144.67.
- Perry then sold 8,701 shares at a weighted average price of $207.1547, 8,824 shares at a weighted average price of $207.1256, and 14,014 shares at a weighted average price of $207.6479.
- Following these transactions, Perry directly owns 67,214.521 shares of Broadridge Financial Solutions common stock.
- He also holds options to purchase 28,127 shares.
Sentiment
Score: 5
Explanation: The document is a standard SEC filing detailing stock transactions by an executive. It doesn't inherently convey positive or negative sentiment, but rather provides factual information.
Industry Context
This Form 4 filing is a routine disclosure of insider transactions, which are common in publicly traded companies. Investors often monitor these filings for insights into management's perspective on the company's stock.
Stakeholder Impact
- The transactions may be of interest to shareholders as they provide insight into the actions of a key executive.
Key Dates
| Date | Description |
|---|---|
| 02/04/2021 | Date exercisable for 9,854 stock options with an expiration date of 02/04/2030 and an exercise price of $117.34 |
| 02/14/2023 | Date exercisable for 15,097 stock options with an expiration date of 02/14/2032 and an exercise price of $144.84 |
| 02/15/2024 | Date exercisable for 9,375 stock options with an expiration date of 02/15/2033 and an exercise price of $144.67 |
| 08/14/2024 | Date of stock option exercises and sales |
| 08/15/2024 | Date of Maria Allen's Power of Attorney signature |
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