Form 4: Broadridge Executive Chairman Richard Daly Reports Stock Transaction

Richard Daly, Executive Chairman of Broadridge Financial Solutions, reports a transaction involving common stock on April 1, 2025.

Summary

• On April 1, 2025, Richard J Daly, the Executive Chairman of Broadridge Financial Solutions, engaged in a transaction involving the company's common stock.
• The transaction involved the disposal of 604 shares at a price of $244.72.
• Following the transaction, Daly directly owns 103,489.9949 shares of Broadridge common stock.
• Daly also has indirect ownership through various trusts, including 2,700 shares via the 2020 Grandchild Trust, 15,000 shares via The EED 2012 Trust, and 15,000 shares via The KLD 2012 Trust.

Sentiment

Score: 5

Explanation: The document is a neutral regulatory filing, so the sentiment is neither positive nor negative.

Industry Context

This Form 4 filing is a routine disclosure required by the SEC for corporate insiders, providing transparency into their trading activities. It doesn't necessarily reflect broader industry trends but offers insight into the actions of a key executive at Broadridge.

Stakeholder Impact

• Shareholders may be interested in the trading activity of company executives as it can provide insights into their confidence in the company's prospects.

Key Dates

Keywords

Broadridge Financial Solutions, Richard Daly, stock transaction, Form 4, beneficial ownership, common stock, executive chairman