Form 4: Broadridge Director Transfers Shares to Revocable Trusts
SEC Form 4 Filing
Robert N. Duelks, a director at Broadridge Financial Solutions, transferred shares of common stock to revocable trusts for estate planning purposes.
Summary
- On February 29, 2024, Robert N. Duelks, a director of Broadridge Financial Solutions, Inc., reported a transaction involving the company's common stock.
- Duelks transferred 17,000 shares of common stock directly to the Mary E. Duelks 2007 Revocable Trust and 131 shares directly to the Robert N. Duelks 2007 Revocable Trust.
- The price per share for the transaction was $201.58.
- Following the reported transaction, Duelks beneficially owns 19,515 shares directly and interests in shares held by the trusts.
- Duelks is a trustee of both the Mary E. Duelks 2007 Revocable Trust and the Robert N. Duelks 2007 Revocable Trust.
Sentiment
Score: 5
Explanation: The document is a neutral regulatory filing detailing a stock transfer. It doesn't inherently convey positive or negative sentiment.
Industry Context
This filing is a routine disclosure related to insider transactions and is common for publicly traded companies. It provides transparency into the trading activities of company directors.
Stakeholder Impact
- The stock transfer has minimal direct impact on shareholders, employees, customers, suppliers, or creditors.
Key Dates
| Date | Description |
|---|---|
| 02/29/2024 | Date of the stock transfer transaction |
| 03/04/2024 | Date of signature by Power of Attorney |
Disclaimer:The information provided here is for general informational purposes only and does not constitute financial advice, recommendation, or endorsement of any kind. It may contain errors or omissions. You should not rely on this information to make financial decisions. Always seek the advice of a qualified financial professional before making any investment or financial decisions. Use of this information is at your own risk.