Form 4: Broadridge Director Transfers 17,000 Shares Between Trusts

Broadridge Financial Solutions Director Robert N. Duelks reported an intra-family transfer of 17,000 common shares between two trusts.

Summary

• Robert N. Duelks, a Director of Broadridge Financial Solutions, Inc. (BR), reported a change in beneficial ownership.
• On March 2, 2026, 17,000 shares of Common Stock were disposed of from the Mary E. Duelks 2007 Revocable Trust.
• Concurrently, 17,000 shares of Common Stock were acquired by the Mary E. Duelks 2020 Irrevocable Trust.
• The transaction was a transfer with a price of $0 per share, indicating no sale or purchase, but rather a restructuring of beneficial ownership between family trusts.
• Following the reported transaction, Robert N. Duelks directly owns 20,815 shares of Common Stock.
• Indirect beneficial ownership includes 4,474 shares through BOMAR II LLC, 8,853 shares through Robert N. Duelks 2007 Revocable Trust, and 17,000 shares through Mary E. Duelks 2020 Irrevocable Trust.

Sentiment

Score: 5

Explanation: StockSavvy.ai views this as a neutral event, representing a routine intra-family transfer of shares by a director, with no direct impact on the company's operational or financial performance.

Related Party Transactions

• Director Robert N. Duelks transferred 17,000 shares of Common Stock from the Mary E. Duelks 2007 Revocable Trust to the Mary E. Duelks 2020 Irrevocable Trust for $0 consideration, indicating an intra-family transfer.

Stakeholder Impact

• Minimal direct impact on public shareholders as this is an internal transfer of beneficial ownership within the director's family trusts and does not affect the total outstanding shares or the director's overall economic interest in the company.

Key Dates

Keywords

Broadridge Financial Solutions, BR, Insider Transaction, Form 4, Robert N. Duelks, Trust Transfer, Beneficial Ownership, Director