Form 4: Broadridge Director Nazareth Acquires Deferred Stock Units

Director Annette L. Nazareth acquired 131 deferred stock units (DCUs) of Broadridge Financial Solutions, Inc. on March 19, 2025, under the company's 2018 Omnibus Award Plan.

Summary

• On March 19, 2025, Annette L. Nazareth, a director of Broadridge Financial Solutions, Inc., acquired 131 deferred stock units (DCUs).
• The acquisition was made under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program.
• These DCUs represent a like number of shares of Broadridge common stock.
• The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.
• Following the transaction, Nazareth directly owns 8,226 shares of Broadridge common stock.

Sentiment

Score: 7

Explanation: The sentiment is neutral to positive. The transaction reflects standard executive compensation practices and aligns director interests with shareholder value. There are no indications of negative events or concerns.

Positives

• The acquisition of deferred stock units by a director signals confidence in the company's future performance.
• The structure of the DCUs aligns the director's interests with the long-term success of Broadridge, as settlement occurs upon separation from service.

Future Outlook

The DCUs will settle in shares of Broadridge common stock upon the director's separation from service.

Industry Context

This transaction is a routine part of executive compensation practices, aligning director interests with shareholder value through equity-based awards.

Stakeholder Impact

• The transaction aligns the director's interests with those of shareholders, as the value of the deferred stock units is tied to the company's stock performance.

Key Dates

Keywords

Broadridge, Director, Deferred Stock Units, DCUs, Omnibus Award Plan, Compensation, Beneficial Ownership, Form 4