Form 4: Broadridge Director Maura A. Markus Reports Acquisition of Deferred Stock Units

Director Maura A. Markus reports the acquisition of 147 Deferred Stock Units (DCUs) of Broadridge Financial Solutions, Inc.

Summary

• On March 19, 2025, Maura A. Markus, a director of Broadridge Financial Solutions, Inc., acquired 147 Deferred Stock Units (DCUs).
• These DCUs were granted under Broadridge's 2018 Omnibus Award Plan as part of the Director Deferred Compensation Program.
• The DCUs vest immediately upon grant and will be settled in shares of Broadridge common stock upon the director's separation from service.
• Following the transaction, Markus directly owns 28,612.102 shares of Broadridge common stock.

Sentiment

Score: 7

Explanation: The sentiment is neutral to positive as it reflects standard director compensation practices and alignment of interests. There are no indications of negative events or concerns.

Positives

• The acquisition of DCUs reflects continued alignment of the director's interests with the long-term performance of Broadridge.
• The immediate vesting of the DCUs provides an incentive for the director to remain engaged and contribute to the company's success.

Future Outlook

The DCUs will be settled in shares of Broadridge common stock upon the director's separation from service.

Industry Context

This filing is a routine disclosure related to director compensation and equity ownership, common in publicly traded companies.

Comparison to Industry Standards

• Director compensation packages often include deferred stock units to align director interests with shareholder value, similar to practices at companies like ADP and Fiserv.
• The vesting and settlement terms are typical for director compensation plans, ensuring long-term commitment and performance incentives.

Stakeholder Impact

• The transaction has a minor positive impact on shareholders by aligning director interests with long-term company performance.

Key Dates

Keywords

Deferred Stock Units, Director Compensation, Form 4, Broadridge, Markus, DCUs, Ownership