Form 4: Broadridge Director Maura A. Markus Reports Acquisition of Deferred Stock Units

Director Maura A. Markus reports the acquisition of 161 Deferred Stock Units (DCUs) of Broadridge Financial Solutions, Inc.

Summary

• On March 26, 2024, Maura A. Markus, a director of Broadridge Financial Solutions, Inc., acquired 161 Deferred Stock Units (DCUs).
• The DCUs were granted under Broadridge's 2018 Omnibus Award Plan as part of the director's deferral of cash compensation under the Director Deferred Compensation Program.
• These DCUs represent a like number of shares of Broadridge common stock and vest in full upon grant.
• The DCUs will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.
• Following the transaction, Markus directly owns 24,670.102 shares of Broadridge common stock.

Sentiment

Score: 7

Explanation: The sentiment is neutral to slightly positive as it reflects a director's continued investment in the company through deferred compensation.

Positives

• The acquisition of DCUs reflects the director's continued investment and alignment with the long-term success of Broadridge.

Future Outlook

The DCUs will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Industry Context

Form 4 filings are standard practice for reporting changes in beneficial ownership by company insiders, providing transparency to investors.

Stakeholder Impact

• The transaction provides transparency to shareholders regarding director compensation and ownership.

Key Dates