Form 4: Broadridge Director Carter Pamela L Acquires Additional Deferred Stock Units

Director Pamela L. Carter acquired 19 Deferred Stock Units of Broadridge Financial Solutions, Inc. due to a dividend payment.

Summary

• On October 3, 2024, Pamela L. Carter, a director of Broadridge Financial Solutions, Inc., acquired 19 Deferred Stock Units (DSUs).
• The acquisition was a result of the payment of Broadridge's regular quarterly dividend on the common stock underlying previously issued DSUs.
• The DSUs vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.
• Following the transaction, Carter directly owns 4,668 shares of common stock.

Sentiment

Score: 5

Explanation: The document is a routine regulatory filing related to a dividend payment, indicating a neutral sentiment.

Future Outlook

The Deferred Stock Units will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Industry Context

Form 4 filings are standard disclosures required by the SEC to provide transparency into the transactions of company insiders, such as directors and officers, ensuring fair market practices.

Stakeholder Impact

• The transaction provides transparency to shareholders regarding director compensation and ownership.

Key Dates