Form 4: Broadridge Director Amit Zavery Receives Deferred Stock Units as Compensation

Broadridge Financial Solutions, Inc. Director Amit Zavery was granted 130 Deferred Stock Units as part of his compensation deferral, increasing his beneficial ownership to 7,705 shares.

Summary

• Reporting Person: Amit Zavery, a Director of Broadridge Financial Solutions, Inc. (BR).
• Transaction Date: June 12, 2025.
• Transaction Type: Acquisition of 130 shares of Common Stock.
• Consideration: The shares were granted at a price of $0.0000, indicating they are Deferred Stock Units (DSUs).
• Purpose: The DSUs were granted under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program.
• Vesting: The DSUs vest in full upon grant.
• Settlement: The DSUs will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.
• Post-Transaction Ownership: Amit Zavery beneficially owns 7,705 shares of Common Stock following this transaction.

Sentiment

Score: 6

Explanation: The filing indicates a routine compensation-related stock grant to a director, which is generally viewed as a neutral to slightly positive event as it aligns the director's interests with long-term shareholder value.

Positives

• Director Amit Zavery's beneficial ownership in Broadridge Financial Solutions, Inc. increased to 7,705 shares, demonstrating continued alignment with shareholder interests.
• The grant of Deferred Stock Units (DSUs) is part of a compensation deferral program, which can be a positive sign of management's long-term commitment to the company.

Future Outlook

The Deferred Stock Units (DSUs) granted to Director Amit Zavery will settle in shares of Broadridge common stock commencing with his separation from service with Broadridge.

Industry Context

The grant of Deferred Stock Units (DSUs) as part of director compensation is a common practice in the financial services industry, aligning director incentives with long-term company performance and shareholder value.

Stakeholder Impact

• Shareholders: The increase in director beneficial ownership through Deferred Stock Units (DSUs) aligns the director's long-term interests with those of the shareholders.

Next Steps

• Settlement of the Deferred Stock Units (DSUs) in shares of Broadridge common stock will commence upon Director Amit Zavery's separation from service with Broadridge.

Key Dates

Keywords

Broadridge Financial Solutions, BR, SEC Form 4, Insider Trading, Director Compensation, Deferred Stock Units, Stock Grant, Equity Compensation