Form 4: BlackRock ESG Capital Allocation Term Trust: Portfolio Manager Reports Transaction in Phantom Shares

Sentiment:

SEC Form 4 Filing


Portfolio Manager Russell Jared Koesterich reports a transaction involving phantom shares of BlackRock ESG Capital Allocation Term Trust.

Summary

  • On January 31, 2025, Russell Jared Koesterich, a Portfolio Manager at BlackRock ESG Capital Allocation Term Trust, reported a transaction involving common stock and phantom shares.
  • Koesterich acquired 1,586.8966 shares of common stock and disposed of 1,586.8966 shares of common stock at a price of $16.62.
  • He also acquired 7,623.3454 phantom shares and disposed of 1,586.8966 phantom shares, leaving him with 3,173.7933 phantom shares.
  • These phantom shares vest in equal installments on each of the first three anniversaries of the award and are payable in cash.

Sentiment

Score: 5

Explanation: The document is a routine regulatory filing, so the sentiment is neutral.

Future Outlook

The phantom shares vest in equal installments on each of the first three anniversaries of the award.

Industry Context

Form 4 filings are standard practice for reporting transactions by company insiders, providing transparency to investors.

Stakeholder Impact

  • The filing provides transparency to shareholders regarding insider transactions.

Key Dates

DateDescription
02/02/2024Date of previously reported Form 4 regarding phantom shares granted on January 31, 2024.
01/31/2024Date phantom shares were granted.
01/31/2025Date of the reported transaction involving common stock and phantom shares.
02/04/2025Date of signature on the Form 4 filing.

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