Form 4: BlackRock ESG Capital Allocation Term Trust: Portfolio Manager Reports Acquisition of Phantom Shares

Sentiment:

SEC Form 4 Filing


Randy William Berkowitz, a Portfolio Manager at BlackRock ESG Capital Allocation Term Trust, reported the acquisition of 1,590.2527 phantom shares on January 31, 2025.

Summary

  • On January 31, 2025, Randy William Berkowitz, a Portfolio Manager at BlackRock ESG Capital Allocation Term Trust (ECAT), acquired 1,590.2527 phantom shares of common stock.
  • The price of the phantom shares was $16.62.
  • Following the transaction, Berkowitz directly owns 1,590.2527 phantom shares.
  • These phantom shares vest in equal installments over three years.

Sentiment

Score: 5

Explanation: The document is a neutral regulatory filing. It doesn't inherently convey positive or negative sentiment, but rather reports a transaction.

Industry Context

Form 4 filings are standard practice and provide transparency into the transactions of company insiders, allowing investors to track ownership changes and potential alignment of interests between management and shareholders.

Stakeholder Impact

  • The acquisition of phantom shares aligns the portfolio manager's interests with those of the shareholders, as the value of the shares is tied to the performance of the company's stock.

Key Dates

DateDescription
01/31/2025Date of transaction: Acquisition of phantom shares
02/04/2025Date of signature on the Form 4 filing

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