Form 4: BK Technologies Director Joshua Horowitz Reports Equity Grants

BK Technologies Director Joshua Horowitz disclosed recent grants of restricted stock units and stock options, alongside existing beneficial ownership.

Summary

• Joshua Horowitz, a Director of BK Technologies Corp (BKTI), reported changes in his beneficial ownership of company securities.
• On January 26, 2026, Horowitz was granted 461 Restricted Stock Units (RSUs) under the Issuer's 2025 Incentive Compensation Plan, with a transaction price of $0.
• These 461 RSUs will vest in three equal annual installments, commencing on January 26, 2027.
• Following this transaction, Horowitz directly beneficially owns 28,461 shares of Common Stock, which includes 4,890 RSUs vesting in two equal annual installments starting February 6, 2026, and the newly granted 461 RSUs.
• On January 16, 2026, Horowitz was granted 2,238 stock options with an exercise price of $32.58 per share.
• These stock options will vest and become exercisable in three equal annual installments, beginning on the first anniversary of the grant date (January 16, 2026), and expire on January 16, 2035.
• Horowitz directly beneficially owns 2,238 derivative securities (stock options) following this transaction.
• Additionally, Horowitz indirectly beneficially owns 90,000 shares of Common Stock through Palm Global Small Cap Master Fund LP, disclaiming beneficial ownership except to the extent of his pecuniary interest.

Sentiment

Score: 5

Explanation: The filing is a routine disclosure of insider compensation through equity grants. It does not contain information that would significantly alter the company's outlook or financial performance, hence a neutral sentiment.

Positives

• The grant of 461 Restricted Stock Units (RSUs) and 2,238 stock options represents ongoing equity-based compensation for Director Joshua Horowitz, aligning his interests with long-term shareholder value.
• The vesting schedules for both RSUs and stock options are tied to continued service, promoting retention of key board members.

Future Outlook

The filing details future vesting schedules for granted Restricted Stock Units and stock options, indicating that a portion of the compensation for Director Joshua Horowitz is contingent on his continued service through future dates, specifically January 26, 2027, for the new RSUs, and annually from January 16, 2026, for the stock options.

Industry Context

This Form 4 filing is a routine disclosure of insider equity transactions and does not provide information directly related to broader industry trends or competitive landscape. It reflects standard practice for executive and director compensation through equity grants.

Corporate Governance

Related Party Transactions

• Joshua Horowitz indirectly beneficially owns 90,000 shares of Common Stock through Palm Global Small Cap Master Fund LP. He may be deemed a beneficial owner due to his positions as a portfolio manager and special limited partner of Palm Global and as an employee of Palm Management (US) LLC, but he expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein.

Stakeholder Impact

• Shareholders: The equity grants align the interests of Director Joshua Horowitz with long-term shareholder value, as his compensation is tied to the company's stock performance and his continued service.
• Management/Directors: The grants represent a component of director compensation, reflecting standard practices for attracting and retaining qualified board members.

Next Steps

• The granted Restricted Stock Units (RSUs) will vest in installments beginning on January 26, 2027, and February 6, 2026, subject to continued service.
• The granted stock options will vest and become exercisable in installments beginning on January 16, 2026, subject to continued service.

Key Dates

Keywords

BK Technologies, BKTI, Joshua Horowitz, Form 4, SEC filing, Restricted Stock Units, RSUs, Stock Options, Beneficial Ownership, Insider Transaction, Equity Compensation, Director Compensation