Form 4: Barings Corporate Investors: Officer Reports Changes in Beneficial Ownership
SEC Form 4 Filing
Christina Emery, President of Barings Corporate Investors, reports changes in beneficial ownership related to a non-qualified thrift plan.
Summary
- On May 16, 2024, Christina Emery, President of Barings Corporate Investors, reported changes in her beneficial ownership of the company's common shares.
- The changes are related to transactions within the Barings Non-Qualified Thrift Plan.
- Emery acquired 25.1973 shares of beneficial interest at a price of $17.63.
- Following the reported transaction, Emery directly owns 3,020.1359 shares of Barings Corporate Investors.
- These shares are held within a non-qualified compensation deferral plan where officers can defer compensation into investment options, one of which derives its value from Barings Corporate Investors' common shares.
Sentiment
Score: 5
Explanation: The document is a neutral regulatory filing with no inherent positive or negative sentiment.
Industry Context
This filing is a routine disclosure related to changes in beneficial ownership by a company officer, as required by the SEC. It reflects activity within a company-sponsored compensation plan.
Key Dates
| Date | Description |
|---|---|
| 05/16/2024 | Date of transaction: acquisition of shares through the Barings Non-Qualified Thrift Plan |
| 05/17/2024 | Date of signature by attorney-in-fact |
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