Form 4: Barings Corporate Investors: Officer Emery Reports Changes in Beneficial Ownership

Christina Emery, President of Barings Corporate Investors, reports changes in beneficial ownership related to a non-qualified thrift plan.

Summary

• On May 2, 2024, Christina Emery, President of Barings Corporate Investors, reported changes in her beneficial ownership of the company's common shares.
• The changes are related to transactions within the Barings Non-Qualified Thrift Plan.
• Emery acquired 24.1167 common shares through the plan at a price of $18.42 per share.
• Following the transaction, Emery beneficially owns 2,994.9386 common shares through the plan.
• These shares are held directly and are exercisable only upon termination, retirement, or other plan-permitted events.
• The plan holdings can be liquidated and reallocated into other plan investment options by the plan participant.
• The derivative has no actual securities underlying the plan agreement, which is entirely notional.
• The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant.

Sentiment

Score: 5

Explanation: The document is a neutral regulatory filing with no inherent positive or negative sentiment.

Industry Context

This filing is a routine disclosure related to executive compensation and does not indicate any broader industry trends.

Key Dates