Form 4: Barfresh Food Group CFO Lisa Roger Reports Stock Transactions
SEC Form 4 Filing
Lisa Roger, CFO of Barfresh Food Group Inc., reports acquisition and disposal of common stock related to performance unit settlement and tax withholding.
Summary
- Lisa Roger, the Chief Financial Officer of Barfresh Food Group Inc. (BRFH), filed a Form 4 detailing changes in beneficial ownership.
- On March 28, 2025, Ms. Roger acquired 20,170 shares of common stock through the settlement of performance units.
- Simultaneously, 13,701 shares were withheld to cover the withholding tax liability.
- Following these transactions, Ms. Roger directly owns 90,699 shares of Barfresh Food Group Inc.
- Ms. Roger also holds options to buy 150,000 shares at $2.19, vesting in three tranches starting June 13, 2026, and options to buy 15,385 shares at $5.95.
Sentiment
Score: 5
Explanation: The document is a neutral report of stock transactions. It doesn't inherently indicate positive or negative sentiment.
Positives
- The acquisition of shares through performance unit settlement suggests that Ms. Roger has met certain performance targets.
Industry Context
This filing is a routine disclosure related to executive compensation and stock ownership, common in publicly traded companies.
Stakeholder Impact
- The transactions may have a minor impact on shareholders due to the change in ownership, but the effect is likely minimal.
Key Dates
| Date | Description |
|---|---|
| 01/17/2024 | Date of stock option grant with an exercise price of $5.95 and an expiration date of 01/17/2030. |
| 03/28/2025 | Date of transaction: Acquisition of 20,170 shares and disposal related to tax withholding. |
| 04/01/2025 | Date of Form 4 filing. |
| 06/13/2026 | First vesting date for one-third of the stock options granted at $2.19. |
| 06/13/2027 | Second vesting date for one-third of the stock options granted at $2.19. |
| 06/13/2028 | Third vesting date for one-third of the stock options granted at $2.19. |
| 01/17/2030 | Expiration date of stock options with an exercise price of $5.95. |
| 06/13/2032 | Expiration date of stock options with an exercise price of $2.19. |
Keywords
Form 4, Beneficial Ownership, Lisa Roger, Barfresh Food Group, BRFH, Stock Options, Performance Units, CFO
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