Form 4: Director Goldstein Boosts BNY Mellon Stake

BNY Mellon Director Jeffrey A. Goldstein acquired 386.127 shares of common stock through a deferred compensation plan.

Summary

• Jeffrey A. Goldstein, a Director of Bank of New York Mellon Corp (BK), acquired 386.127 shares of common stock.
• The transaction occurred on October 1, 2025, at a price of $106.83 per share.
• The shares were phantom stock acquired pursuant to a prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors.
• Following this transaction, Jeffrey A. Goldstein beneficially owns a total of 41,244.6487 shares directly.
• The phantom stock is payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

Sentiment

Score: 6

Explanation: The transaction is a routine compensation event, but the increase in director's beneficial ownership is a minor positive signal of alignment with shareholder interests.

Positives

• A director increasing their beneficial ownership, even through a compensation plan, can signal continued alignment of interests with shareholders.

Future Outlook

This Form 4 filing does not contain specific forward-looking statements or guidance regarding the company's future performance or strategic direction.

Industry Context

It is common practice for directors of publicly traded companies to receive a portion of their compensation in the form of equity or equity-linked instruments, such as phantom stock, as part of deferred compensation plans. This aligns their interests with long-term shareholder value.

Related Party Transactions

• The acquisition of phantom stock is part of The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors, which is a compensation arrangement between the company and its director.

Stakeholder Impact

• Shareholders: Increased alignment of director's financial interests with long-term shareholder value due to increased beneficial ownership.

Key Dates

Recommendation

This Form 4 reports a routine acquisition of phantom stock by a director as part of a deferred compensation plan. While it increases director ownership, it does not present new information that would significantly alter the investment outlook for Bank of New York Mellon Corp, thus a 'hold' recommendation is appropriate.

Keywords

Bank of New York Mellon, BK, Jeffrey A Goldstein, Director, SEC Form 4, Insider Transaction, Stock Acquisition, Deferred Compensation, Phantom Stock