SCHEDULE: BNY Mellon Reports 12.3% Stake in Hartford Bond ETF

Bank of New York Mellon Corporation and its subsidiary BNY Mellon N.A. disclosed a 12.3% beneficial ownership in Hartford Schroders Tax-Aware Bond ETF as of September 30, 2025.

Summary

• Bank of New York Mellon Corporation and its direct and indirect subsidiaries, including BNY Mellon N.A., collectively reported beneficial ownership of 2,185,549 shares in Hartford Schroders Tax-Aware Bond ETF.
• This aggregate amount represents 12.3% of the class of securities.
• The beneficial ownership is held in various fiduciary capacities, meaning other entities are entitled to dividends or proceeds of sale.
• No single other person's interest in the reported securities exceeds 5%.
• The filing is an Amendment No. 24 to a Schedule 13G, indicating a long-standing reporting relationship for this holding.

Sentiment

Score: 5

Explanation: This is a routine regulatory filing (Schedule 13G) disclosing beneficial ownership by an institutional investor. It contains no information that would inherently indicate positive or negative sentiment regarding the issuer's performance or outlook.

Industry Context

This filing reflects a routine disclosure by a major institutional investor, Bank of New York Mellon Corporation, regarding its significant but passive stake in an Exchange-Traded Fund (ETF). Such disclosures are common for large financial institutions that hold securities in various fiduciary and client accounts, indicating their role as custodians or asset managers rather than active investors seeking control. The Hartford Schroders Tax-Aware Bond ETF is a fixed-income product, and institutional holdings are typical for such investment vehicles.

Stakeholder Impact

• Shareholders: Provides transparency regarding a significant institutional holder's passive stake, confirming a large portion of the ETF's shares are held by a major financial institution in a fiduciary capacity.
• Management: No direct impact on management or strategic direction as the stake is passive and held in a fiduciary role.

Key Dates

Keywords

Hartford Funds Exchange-Traded Trust, Hartford Schroders Tax-Aware Bond ETF, BNY Mellon, Bank of New York Mellon Corporation, BNY Mellon N.A., Schedule 13G, Beneficial Ownership, ETF, Fixed Income, Institutional Investor