BK.NYSEBank of New York Mellon CORP
SCHEDULE: BNY Mellon Entities Report Stake in Spinnaker ETF
Sentiment:
Beneficial Ownership Filing
Several Bank of New York Mellon entities have reported beneficial ownership of 41.8% of Genter Capital Taxable Quality Intermediate ETF shares.
Summary
- This filing is an amendment to a Schedule 13G, indicating a change in beneficial ownership reporting for the Genter Capital Taxable Quality Intermediate ETF.
- The reporting persons are various entities within The Bank of New York Mellon Corporation, including BNY Mellon Corp, BNY Mellon IHC, LLC, MBC Investments Corp, and BNY Mellon Advisors, Inc.
- Collectively, these entities beneficially own 3,607,556 shares, representing 41.8% of the class of securities.
- The filing specifies that these securities are held in various fiduciary capacities, and no single external party has an interest exceeding 5%.
Sentiment
Score: 5
Explanation: StockSavvy.ai views this as a neutral filing, as it is a routine disclosure of beneficial ownership and does not contain new financial performance data or strategic changes.
Future Outlook
This filing is an amendment to a Schedule 13G and does not contain forward-looking statements or guidance.
Industry Context
StockSavvy.ai notes that this Schedule 13G filing by major financial institutions like The Bank of New York Mellon Corporation is common for large-scale asset management and indicates significant holdings in ETFs, reflecting the growing importance of passive investment vehicles.
Stakeholder Impact
- Shareholders of the Genter Capital Taxable Quality Intermediate ETF are informed of the significant beneficial ownership held by Bank of New York Mellon entities, providing transparency on major holders.
- The disclosure confirms the role of Bank of New York Mellon as a substantial investor, which may influence market perception and trading dynamics.
Key Dates
| Date | Description |
|---|---|
| 03/31/2026 | Date of Event Which Requires Filing of this Statement |
| March 17, 2017 | Date of Execution for The Bank of New York Mellon Corporation (Joint Filing Agreement) |
| September 16, 2015 | Date of Execution for BNY Mellon, National Association (Joint Filing Agreement) |
| May 17, 2016 | Date of Execution for The Bank of New York Mellon SA/NV (Joint Filing Agreement) |
| August 26, 2015 | Date of Execution for The Bank of New York Mellon (Vice Chairman) (Joint Filing Agreement) |
| August 27, 2015 | Date of Execution for The Bank of New York Mellon (Senior Executive Vice President) (Joint Filing Agreement) |
| October 20, 2015 | Date of Execution for The Bank of New York Mellon Trust Company, National Association (President) (Joint Filing Agreement) |
| March 8, 2016 | Date of Execution for The Bank of New York Mellon Trust Company, National Association (Executive Vice President) (Joint Filing Agreement) |
| October 19, 2015 | Date of Execution for BNY Mellon Trust of Delaware (Chairman and Chief Executive Officer) (Joint Filing Agreement) |
| October 21, 2015 | Date of Execution for BNY Mellon Trust of Delaware (President) (Joint Filing Agreement) |
| May 24, 2016 | Date of Execution for Pershing LLC (Joint Filing Agreement) |
| October 19, 2016 | Date of Execution for BNY Mellon Capital Markets, LLC (Joint Filing Agreement) |
| January 4, 2016 | Date of Execution for Arx Investimentos Ltda (Joint Filing Agreement) |
| May 5, 2016 | Date of Execution for BNY Mellon Servicos Financeiros Distribuidora de Titulos e Valores Mobiliarios S.A. (Joint Filing Agreement) |
| June 3, 2019 | Date of Execution for BNY Mellon Investment Adviser, Inc (Joint Filing Agreement) |
| February 16, 2016 | Date of Execution for Insight Investment Management (Global) Limited (Joint Filing Agreement) |
| June 15, 2023 | Date of Execution for BNY Mellon Advisors, Inc. (Joint Filing Agreement) |
| April 10, 2020 | Date of Execution for BNY Mellon Investment Management Japan Limited (Joint Filing Agreement) |
| January 10, 2019 | Date of Execution for Mellon Investments Corporation (Joint Filing Agreement) |
| June 3, 2019 | Date of Execution for BNY Mellon Securities Corporation (Joint Filing Agreement) |
| July 17, 2015 | Date of Execution for Newton Investment Management Limited (Joint Filing Agreement) |
| December 7, 2016 | Date of Execution for Insight North America LLC (Joint Filing Agreement) |
| July 15, 2015 | Date of Execution for Walter Scott & Partners Limited (Joint Filing Agreement) |
| February 14, 2018 | Date of Execution for Insight Investment International Limited (Joint Filing Agreement) |
| August 20, 2021 | Date of Execution for Newton Investment Management North America, LLC (Joint Filing Agreement) |
| February 2, 2023 | Date of Execution for Newton Investment Management Japan Ltd (Joint Filing Agreement) |
| May 17, 2016 | Date of Execution for BNY Mellon Trust Company (Cayman) Limited (Authorized Person) (Joint Filing Agreement) |
| May 17, 2016 | Date of Execution for BNY Mellon Trust Company (Cayman) Limited (Secretary) (Joint Filing Agreement) |
| December 4, 2019 | Date of Execution for BNY Mellon ETF Investment Adviser, LLC (Joint Filing Agreement) |
| October 21, 2015 | Date of Execution for B.N.Y. Holdings (Delaware) Corporation (Joint Filing Agreement) |
| May 11, 2016 | Date of Execution for Pershing Group LLC (Joint Filing Agreement) |
| April 19, 2016 | Date of Execution for BNY Mellon Investment Management (APAC) Holdings Limited (Director) (Joint Filing Agreement) |
| April 19, 2016 | Date of Execution for BNY Mellon Investment Management (APAC) Holdings Limited (Director) (Joint Filing Agreement) |
| July 17, 2015 | Date of Execution for Newton Management Limited (Joint Filing Agreement) |
| June 29, 2018 | Date of Execution for Mellon Global Investing Corporation (Joint Filing Agreement) |
| March 29, 2017 | Date of Execution for BNY Mellon IHC, LLC (Joint Filing Agreement) |
| April 29, 2016 | Date of Execution for MBC Investments Corporation (Joint Filing Agreement) |
| October 7, 2015 | Date of Execution for Mellon Overseas Investment Corporation (Joint Filing Agreement) |
| February 16, 2016 | Date of Execution for Insight Investment Management Limited (Joint Filing Agreement) |
| May 12, 2016 | Date of Execution for BNY International Financing Corporation (President and Comptroller) (Joint Filing Agreement) |
| August 15, 2016 | Date of Execution for BNY International Financing Corporation (Vice President) (Joint Filing Agreement) |
| October 21, 2015 | Date of Execution for BNY Mellon Investment Management Europe Holdings Limited (Director) (Joint Filing Agreement) |
| October 21, 2015 | Date of Execution for BNY Mellon International Asset Management (Holdings) Limited (Director) (Joint Filing Agreement) |
| October 21, 2015 | Date of Execution for BNY Mellon Investment Management (Jersey) Limited (Director) (Joint Filing Agreement) |
| October 24, 2015 | Date of Execution for BNY Capital Markets Holdings, Inc. (Vice Chairman and Chief Financial Officer) (Joint Filing Agreement) |
| May 5, 2016 | Date of Execution for BNY Mellon Participacoes Ltda (Director) (Joint Filing Agreement) |
| May 5, 2016 | Date of Execution for BNY Mellon Participacoes Ltda (Director) (Joint Filing Agreement) |
| March 17, 2017 | Date of Attorney-In-Fact Signature for Bank of New York Mellon Corp |
| April 7, 2026 | Date of Attorney-In-Fact Signature for Bank of New York Mellon Corp |
| March 17, 2017 | Date of Attorney-In-Fact Signature for BNY Mellon IHC, LLC |
| April 7, 2026 | Date of Attorney-In-Fact Signature for BNY Mellon IHC, LLC |
| March 17, 2017 | Date of Attorney-In-Fact Signature for MBC Investments Corp |
| April 7, 2026 | Date of Attorney-In-Fact Signature for MBC Investments Corp |
| March 17, 2017 | Date of Attorney-In-Fact Signature for BNY Mellon Advisors, Inc. |
| April 7, 2026 | Date of Attorney-In-Fact Signature for BNY Mellon Advisors, Inc. |
Keywords
Schedule 13G, Beneficial Ownership, ETF, Spinnaker ETF Series, Genter Capital Taxable Quality Intermediate ETF, Bank of New York Mellon, Investment Management, Fiduciary Capacity
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