SCHEDULE: BNY Mellon Entities Report Stake in First Trust Horizon ETF
Beneficial Ownership Filing
Several Bank of New York Mellon entities have filed a Schedule 13G, reporting their beneficial ownership of First Trust Horizon Managed Volatility Domestic ETF shares.
Summary
- This filing is a Schedule 13G, an informational document used to report beneficial ownership of securities.
- Several entities affiliated with The Bank of New York Mellon Corporation (BNY Mellon) are reporting their ownership stakes.
- The specific ETF in question is the First Trust Horizon Managed Volatility Domestic ETF, identified by CUSIP number 33739P889.
- The reporting date for this event is August 31, 2026.
- The filing indicates that these entities hold a small percentage of the class of securities, with each reporting person holding 0.0% of the class.
Sentiment
Score: 2
Explanation: StockSavvy.ai views this filing as neutral to slightly negative due to its nature as a routine disclosure of beneficial ownership, indicating no significant change in investment strategy or company performance.
Negatives
- The filing does not contain any information that would be considered a negative development for the issuer or the reporting entities.
Future Outlook
This filing is a historical disclosure of beneficial ownership and does not contain forward-looking statements or guidance regarding future performance.
Industry Context
StockSavvy.ai notes that Schedule 13G filings are standard for institutional investors and asset managers to report their holdings in publicly traded securities. This filing reflects the ongoing management of investment portfolios by BNY Mellon entities within the exchange-traded fund (ETF) sector.
Stakeholder Impact
- Shareholders of the First Trust Horizon Managed Volatility Domestic ETF are informed of the significant beneficial ownership held by BNY Mellon entities, which can influence market dynamics and investor confidence.
Key Dates
| Date | Description |
|---|---|
| 2015-09-16 | Effective date for Power of Attorney for BNY Mellon, National Association. |
| 2015-09-18 | Effective date for Power of Attorney for The Bank of New York Mellon. |
| 2015-10-09 | Effective date for Power of Attorney for BNY Mellon, National Association SA/NV. |
| 2015-10-19 | Effective date for Power of Attorney for BNY Mellon Trust Company, National Association. |
| 2015-10-20 | Effective date for Power of Attorney for The Bank of New York Mellon Trust Company, National Association. |
| 2015-10-21 | Effective date for Power of Attorney for BNY Mellon Trust of Delaware. |
| 2016-03-08 | Effective date for Power of Attorney for BNY Mellon Trust Company, National Association. |
| 2016-03-17 | Effective date for Power of Attorney for The Bank of New York Mellon Corporation. |
Keywords
Schedule 13G, Beneficial Ownership, ETF, First Trust, Volatility, Domestic Equity, Investment Management, Securities Exchange Act
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