Form 4: BNY Mellon Director Acquires Phantom Stock

Jeffrey A. Goldstein, a Director at Bank of New York Mellon Corp, acquired phantom stock units valued at $146.02 per share.

Summary

• Director Jeffrey A. Goldstein acquired 28,249.55 phantom stock units on July 1, 2026.
• These units were acquired under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors.
• The phantom stock is payable in shares of common stock and was valued at $146.02 per share.
• Following this transaction, Goldstein beneficially owns 42,762.7336 shares of common stock directly.

Sentiment

Score: 5

Explanation: StockSavvy.ai views this as a neutral filing, as it represents a routine compensation event for a director rather than a significant strategic or financial development.

Positives

• Director acquisition of company stock can signal confidence in the company's future performance.
• The transaction was made under a pre-existing deferred compensation plan, indicating a planned compensation event rather than a discretionary purchase.

Future Outlook

The filing does not contain forward-looking statements or guidance regarding future performance.

Industry Context

StockSavvy.ai notes that director stock acquisitions, particularly through compensation plans, are common within the financial services industry as a method of aligning executive and director interests with shareholders.

Stakeholder Impact

• Shareholders: The acquisition by a director may be viewed positively as it aligns director interests with shareholders, though the phantom stock is part of a compensation plan.

Key Dates

Keywords

Bank of New York Mellon Corp, BNY, Form 4, Director, Phantom Stock, Deferred Compensation Plan, Beneficial Ownership