Form 4: BK Director Acquires Shares via Deferred Plan

Bank of New York Mellon Director Jeffrey Goldstein acquired 339.0451 shares of common stock through a pre-arranged deferred compensation plan.

Summary

• Jeffrey A. Goldstein, a Director of Bank of New York Mellon Corp (BK), acquired 339.0451 shares of common stock.
• The transaction occurred on February 2, 2026, at a price of $121.61 per share.
• The acquisition was of 'phantom stock' pursuant to a prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors.
• Following this transaction, Mr. Goldstein beneficially owns 41,785.1379 shares of common stock.
• A Power of Attorney was granted by Jeffrey Goldstein on August 11, 2025, authorizing specific individuals to prepare, execute, and file SEC documents on his behalf.

Sentiment

Score: 6

Explanation: StockSavvy.ai views this as slightly positive due to the increase in director ownership, which generally signals alignment with shareholder interests, even though it's a pre-scheduled compensation event.

Positives

• Increased insider ownership, as Director Jeffrey Goldstein's beneficial holdings increased to 41,785.1379 shares, aligning his interests further with shareholders.

Management Comments

• The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Exchange Act or Rule 144 of the Securities Act of 1933.

Industry Context

StockSavvy.ai notes that insider transactions, particularly those related to deferred compensation plans, are a routine part of executive and director remuneration in the financial services industry. These transactions typically reflect pre-scheduled compensation arrangements rather than discretionary open-market purchases or sales based on immediate market sentiment.

Related Party Transactions

• Acquisition of phantom stock by Director Jeffrey Goldstein under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors.

Stakeholder Impact

• Shareholders: The increase in director ownership may be viewed positively as it aligns management's interests with those of the shareholders.

Key Dates

Keywords

Bank of New York Mellon, BK, Jeffrey Goldstein, Insider Transaction, Form 4, Director Compensation, Deferred Compensation, Phantom Stock