Form 4: Bakkt Holdings CFO Karen Alexander Reports Stock Transaction

Sentiment:

SEC Form 4 Filing


Karen Alexander, CFO of Bakkt Holdings, reports the withholding of Class A Common Stock to cover tax obligations related to vesting restricted stock units.

Summary

  • On February 5, 2025, Karen Alexander, CFO of Bakkt Holdings, reported a transaction involving Class A Common Stock.
  • The transaction involved the withholding of 173 shares of Class A Common Stock at a price of $17.56 to cover tax obligations related to the vesting of restricted stock units.
  • Following the transaction, Alexander beneficially owns 39,464 shares of Class A Common Stock, including 32,180 shares subject to vesting.

Sentiment

Score: 5

Explanation: This is a neutral report on a routine stock transaction related to tax obligations.

Industry Context

This is a routine disclosure related to executive compensation and tax obligations, common in publicly traded companies.

Stakeholder Impact

  • The transaction has a minimal impact on shareholders as it relates to tax obligations of an executive.

Key Dates

DateDescription
02/01/2025Vesting of restricted stock units
01/31/2025Closing price per share of Class A Common Stock used to determine the number of shares withheld
02/05/2025Date of the reported transaction
02/07/2025Date of signature on the Form 4

Keywords

Bakkt Holdings, Karen Alexander, CFO, Class A Common Stock, Stock Transaction, Form 4, SEC, Restricted Stock Units, Tax Withholding

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