Form 4: Baker Hughes Officer Vests RSUs, Sells Shares for Tax

Baker Hughes' Chief Infra & Performance Officer, James E. Apostolides, reported the vesting of restricted stock units and subsequent share sales to cover tax obligations.

Summary

• James E. Apostolides, Chief Infra & Performance Officer at Baker Hughes Co (BKR), reported transactions involving Class A Common Stock.
• On January 30, 2026, 4,484 shares of Class A Common Stock were acquired through the vesting of restricted stock units (RSUs) granted on January 30, 2025, representing the first of three equal annual installments.
• Following this acquisition, 1,317 shares were disposed of at $56.04 per share to satisfy tax withholding obligations, resulting in a beneficial ownership of 26,172 shares.
• On February 2, 2026, an additional 5,821 shares of Class A Common Stock were acquired from the vesting of RSUs granted on February 1, 2024, representing the second of three equal annual installments.
• Subsequently, 1,709 shares were disposed of at $56.45 per share for tax withholding purposes, leaving a beneficial ownership of 30,284 shares.

Sentiment

Score: 5

Explanation: StockSavvy.ai views this as a neutral event, reflecting standard executive compensation practices rather than a discretionary investment decision or a significant change in company fundamentals.

Positives

• The vesting of restricted stock units indicates the fulfillment of compensation agreements for the officer, aligning management incentives with shareholder value over time.

Negatives

• The disposition of shares to cover tax liabilities, while routine, represents a reduction in the officer's direct equity stake in the company from the vested amount.

Future Outlook

The filing indicates future vesting installments for the Restricted Stock Units. The Restricted Stock Units 01_25 will have two more equal annual installments vesting after January 30, 2026, and the Restricted Stock Unit 02_24 will have one more equal annual installment vesting after February 2, 2026.

Industry Context

StockSavvy.ai notes that routine insider transactions, such as RSU vesting and subsequent tax-related sales, are common across the energy services industry. These transactions typically reflect pre-scheduled compensation plans rather than discretionary investment decisions, and thus rarely signal significant shifts in company outlook or industry trends.

Related Party Transactions

• The acquisition of shares through the vesting of Restricted Stock Units represents a transaction between the company and an insider (James E. Apostolides).
• The disposition of shares for tax withholding purposes is also a transaction directly related to the insider's compensation from the company.

Stakeholder Impact

• Shareholders: Minimal direct impact as these are routine, pre-scheduled compensation events and tax-related sales, not indicative of a change in company strategy or performance.
• Employees: Reflects standard executive compensation practices, which can be a factor in employee morale and retention at the executive level.

Next Steps

• Future equal annual installments of Restricted Stock Units 01_25 are expected to vest on the first and second anniversaries of the January 30, 2025 grant date.
• One more equal annual installment of Restricted Stock Unit 02_24 is expected to vest on the third anniversary of the February 1, 2024 grant date.

Key Dates

Keywords

Baker Hughes, BKR, Form 4, Insider Transaction, Restricted Stock Units, RSU Vesting, Executive Compensation, Share Disposition, Tax Withholding