Form 4: Baker Hughes Exec Sells Shares Post-RSU Vesting

Baker Hughes SVP, Controller & CAO Rebecca L Charlton reported the acquisition of shares from restricted stock units and subsequent sales for tax withholding and under a 10b5-1 plan.

Summary

• Rebecca L Charlton, SVP, Controller & CAO of Baker Hughes Co (BKR), reported transactions involving Class A Common Stock.
• On November 12, 2025, 1,526 shares of Class A Common Stock were acquired upon the vesting of restricted stock units (RSUs).
• These RSUs represent a right to receive one share of Class A Common Stock without payment and are part of a grant from November 12, 2024, vesting in three equal annual installments.
• Following the RSU vesting, 601 shares were disposed of on November 12, 2025, at a price of $47.53 per share, likely for tax withholding purposes.
• An additional 278 shares were sold on November 13, 2025, at a price of $47.56 per share, pursuant to a Rule 10b5-1 trading plan adopted on March 12, 2025.
• After these transactions, Ms. Charlton beneficially owns 12,419 shares of Class A Common Stock directly.
• She also holds 3,053 derivative securities in the form of Restricted Stock Units.

Sentiment

Score: 5

Explanation: The filing reports routine insider transactions related to executive compensation (RSU vesting and planned sales). It does not contain information that would significantly alter the fundamental outlook for the company, hence a neutral sentiment.

Positives

• The vesting of Restricted Stock Units indicates the executive's continued tenure and the fulfillment of performance or time-based conditions associated with the equity award.
• The acquisition of shares from RSUs without payment increases the executive's direct ownership in the company, aligning interests with shareholders.

Negatives

• The sale of shares, even if pre-planned and for tax purposes, reduces the executive's direct equity stake in the company.

Future Outlook

The filing indicates that the remaining 3,053 Restricted Stock Units will vest in two more equal annual installments, beginning on the first anniversary of the November 12, 2024 grant date.

Industry Context

This is a routine insider transaction for an executive at a major energy technology company like Baker Hughes. Such transactions are common as part of executive compensation plans, particularly involving the vesting of equity awards and subsequent sales for tax obligations or personal financial planning under pre-arranged trading plans.

Stakeholder Impact

• Shareholders: The transactions represent a minor, routine change in an executive's direct ownership, unlikely to have a material impact on the company's stock price or long-term value.
• Employees: No direct impact on employees is indicated by this filing.

Next Steps

• The remaining 3,053 Restricted Stock Units are expected to vest in two more equal annual installments, starting from the first anniversary of the November 12, 2024 grant date.

Key Dates

Recommendation

This Form 4 filing details routine insider transactions involving the vesting of Restricted Stock Units and subsequent sales for tax purposes and under a pre-arranged 10b5-1 plan. Such transactions are common for executives and do not typically signal a change in the company's fundamental prospects or warrant a shift in investment recommendation based solely on this disclosure. Investors should maintain their current position based on broader company performance and market analysis.

Keywords

Baker Hughes, BKR, Insider Transaction, Form 4, Restricted Stock Units, RSU Vesting, 10b5-1 Plan, Executive Compensation, Share Sale