Form 4: Axos Financial Executive Thomas Constantine Reports Stock Transactions
SEC Form 4
Thomas Constantine, EVP and Chief Credit Officer of Axos Financial, reports the vesting and disposal of restricted stock units (RSUs) for tax withholding.
Summary
- On March 23, 2025, Thomas Constantine, EVP and Chief Credit Officer of Axos Financial, Inc., reported transactions involving the company's common stock.
- He acquired 1,505 shares of common stock at $64.21 per share upon the vesting of Restricted Stock Units (RSUs).
- Simultaneously, 810 shares were disposed of at $64.21 per share for tax withholding purposes related to the RSU vesting.
- Following these transactions, Constantine directly owns 20,213 shares of common stock and indirectly owns 2,776 shares through a 401(k) plan.
- He also holds 17,633 Restricted Stock Units (RSUs).
Sentiment
Score: 5
Explanation: This is a neutral report on stock transactions, with no inherent positive or negative implications for the company's performance.
Industry Context
This Form 4 filing is a routine disclosure of stock transactions by a company executive, providing transparency to investors regarding insider activity. It is a standard practice in publicly traded companies.
Key Dates
| Date | Description |
|---|---|
| 03/23/2025 | Date of stock transactions (vesting of RSUs and disposal for tax withholding). |
| 03/25/2025 | Date of signature on the Form 4 filing. |
Keywords
Axos Financial, Thomas Constantine, Form 4, Stock transaction, Restricted Stock Units, RSU, Insider trading, Vesting, Tax withholding, Common stock
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