Form 4: Axos Financial Executive Thomas Constantine Reports Stock Transactions
SEC Form 4 Filing
EVP and Chief Credit Officer of Axos Financial, Thomas Constantine, reports the vesting and subsequent sale of shares to cover tax obligations.
Summary
- Thomas Constantine, EVP and Chief Credit Officer of Axos Financial, Inc., reported transactions involving Axos Financial common stock on March 19, 2024.
- The transactions included the vesting of 1,152 Restricted Stock Units (RSUs) and the subsequent issuance of 1,152 shares of common stock.
- 677 shares were withheld by Axos Financial for tax purposes related to the RSU vesting.
- Following these transactions, Constantine directly owns 19,334 shares of common stock and indirectly owns 2,594 shares through a 401(k) plan.
- He also holds 23,043 Restricted Stock Units.
Sentiment
Score: 5
Explanation: The document is a standard regulatory filing detailing stock transactions. It doesn't inherently convey positive or negative sentiment.
Industry Context
This filing is a routine disclosure of stock transactions by a company executive, as required by the SEC. It provides transparency into the executive's holdings and transactions in the company's stock.
Stakeholder Impact
- The transactions have a minor impact on the overall shareholding structure of Axos Financial.
Key Dates
| Date | Description |
|---|---|
| 03/19/2024 | Date of RSU vesting and stock transactions. |
| 03/21/2024 | Date of signature on the Form 4 filing. |
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