Form 4: Axos Financial Director Tamara N. Bohlig Reports Stock Transactions

Director Tamara N. Bohlig reports acquisition and disposal of Axos Financial stock and restricted stock units (RSUs) on August 31, 2024.

Summary

• On August 31, 2024, Tamara N. Bohlig, a director of Axos Financial, Inc., reported transactions involving the company's stock and Restricted Stock Units (RSUs).
• Bohlig acquired 2,000 shares of common stock at $69.43 per share following the vesting of RSUs that vest in thirds annually.
• She also acquired 6,000 shares of common stock at $69.43 per share following the vesting of RSUs that vest on the one-year anniversary of the grant date.
• Additionally, 2,999 and 999 shares of common stock were retained by Axos Financial, Inc. to cover tax liabilities related to the vested RSUs.
• Following these transactions, Bohlig directly owns 12,919 shares of Axos Financial, Inc. common stock.
• She also holds 0 derivative securities.

Sentiment

Score: 5

Explanation: This is a neutral report on stock transactions by a company director; it doesn't inherently indicate positive or negative sentiment.

Positives

• The vesting of RSUs indicates that Bohlig is meeting the requirements of her equity compensation plan.

Industry Context

This filing is a routine disclosure related to insider transactions and provides transparency to the market regarding the holdings and transactions of company directors.

Stakeholder Impact

• The transactions provide transparency to shareholders regarding director stock ownership.

Key Dates