Form 4: Axos Financial Director Sells $181K in Stock

Axos Financial Director Edward Ratinoff sold 2,145 shares of common stock for a weighted average price of $84.59 per share, totaling approximately $181,410.

Summary

• Edward James Ratinoff, a Director of Axos Financial, Inc. (AX), reported a sale of common stock.
• The transaction involved the disposition of 2,145 shares of Axos Financial common stock.
• The shares were sold on December 5, 2025, at a weighted average price of $84.59 per share.
• The sale was executed in multiple trades with prices ranging from $84.55 to $84.71.
• The total value of the shares sold amounts to approximately $181,409.55.
• Following this transaction, Edward Ratinoff beneficially owns 46,209 shares of common stock directly.
• The transaction was made pursuant to a Rule 10b5-1(c) contract, instruction, or written plan.

Sentiment

Score: 5

Explanation: The sentiment is neutral as this is a routine, pre-planned insider sale under a 10b5-1 plan, which typically does not signal new information about the company's prospects.

Future Outlook

This filing is a report of an insider transaction and does not contain forward-looking statements or guidance regarding the company's future outlook.

Industry Context

This is a routine insider transaction report for a director of a financial services company. Such sales, especially when pre-planned under a Rule 10b5-1 plan, are generally not indicative of broader industry trends or specific company performance issues, but rather personal financial planning.

Corporate Governance

Stakeholder Impact

• Shareholders: The sale represents a minor reduction in a director's direct holdings, which is generally not considered a significant event, especially given it was pre-planned under a 10b5-1 plan.

Key Dates

Keywords

Axos Financial, AX, Insider Sale, Director Transaction, Equity Sale, Form 4, 10b5-1 Plan