Form 4: Axos Financial Director's Stock Transactions

Axos Financial Director Uzair Dada reported the vesting of restricted stock units, subsequent sale for tax liabilities, and a new RSU grant on November 14, 2025.

Summary

• Director Uzair Dada reported multiple transactions on November 14, 2025, related to Axos Financial, Inc. common stock and restricted stock units (RSUs).
• 4,289 shares of Common Stock were acquired by Uzair Dada following the vesting of previously granted RSUs, at a price of $79.12 per share.
• 2,144 shares of Common Stock were disposed of by Axos Financial, Inc. to cover tax liabilities incurred by Uzair Dada in respect to the vested RSUs, also at a price of $79.12 per share.
• A new grant of 3,615 Restricted Stock Units (RSUs) was made to Uzair Dada for his service as a member of the Board of Directors.
• Following these reported transactions, Uzair Dada beneficially owns 31,555 shares of Common Stock and 3,615 Restricted Stock Units.

Sentiment

Score: 5

Explanation: Neutral, as the filing reports routine insider transactions (vesting, tax-related sale, and new grant) which are standard compensation events and do not reflect specific positive or negative company performance or strategic shifts.

Positives

• Director Uzair Dada received 4,289 shares of Common Stock from the vesting of previously granted Restricted Stock Units, representing a realized equity compensation.
• A new grant of 3,615 Restricted Stock Units was awarded to Director Uzair Dada, indicating continued equity-based compensation for his service on the Board of Directors.

Negatives

• 2,144 shares of Common Stock were sold by Axos Financial, Inc. to cover tax liabilities associated with the vested RSUs, reducing the director's direct shareholding.

Future Outlook

Director Uzair Dada is expected to receive 3,615 shares of Axos Financial, Inc. Common Stock upon the vesting of newly granted Restricted Stock Units on January 3, 2027.

Industry Context

NA

Related Party Transactions

• Grant of 3,615 Restricted Stock Units to Director Uzair Dada under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan, in connection with his service as a member of the Board of Directors.

Stakeholder Impact

• Shareholders: The vesting and issuance of shares from RSUs represent a minor, anticipated dilution as part of the company's equity compensation plan.
• Employees: No direct impact on general employees is indicated by this insider transaction report.

Next Steps

• The 3,615 Restricted Stock Units granted on November 14, 2025, are scheduled to fully vest on January 3, 2027.

Key Dates

Keywords

Axos Financial, AX, Form 4, insider trading, stock transactions, RSU, restricted stock units, director, beneficial ownership, equity compensation