Form 4: Avid Bioservices CEO Nicholas Green Reports Stock Transactions

Sentiment:

SEC Form 4


Nicholas Green, President & CEO of Avid Bioservices, reports the vesting of restricted stock units and subsequent acquisition of common stock.

Summary

  • On April 9, 2024, Nicholas Green, the President & CEO of Avid Bioservices, Inc., reported transactions involving restricted stock units (RSUs) converting into common stock.
  • These transactions involved the vesting of 5,573, 8,826, and 8,478 RSUs, which converted into an equivalent number of shares of common stock.
  • Following these transactions, Green directly owns 215,368 shares of Avid Bioservices common stock and 255,015 restricted stock units.
  • The RSUs were granted on July 9 of 2021, 2022 and 2023 and vest quarterly over four years, contingent upon continuous service.

Sentiment

Score: 5

Explanation: This is a neutral report on stock transactions related to executive compensation.

Positives

  • The vesting of RSUs indicates that the CEO is meeting the service requirements of his equity grants.

Industry Context

This is a routine disclosure related to executive compensation and is typical for publicly traded companies.

Stakeholder Impact

  • The transactions have a minor impact on shareholders as they reflect the planned dilution from equity compensation.

Key Dates

DateDescription
07/09/2021RSUs granted to Nicholas Green, vesting quarterly over four years.
10/09/2021First vesting date for RSUs granted on July 9, 2021.
07/09/2022RSUs granted to Nicholas Green, vesting quarterly over four years.
10/09/2022First vesting date for RSUs granted on July 9, 2022.
07/09/2023RSUs granted to Nicholas Green, vesting quarterly over four years.
10/09/2023First vesting date for RSUs granted on July 9, 2023.
04/09/2024Date of RSU vesting and common stock acquisition.
04/11/2024Date of Form 4 filing.

Keywords

Avid Bioservices, CDMO, Nicholas Green, Stock, RSU, Restricted Stock Units, Form 4, Insider Trading

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