Form 4: AvePoint CLO Brian Brown Reports Tax Withholding Sale

Chief Legal Officer Brian Michael Brown reported the withholding of 27 shares of AvePoint common stock to satisfy tax obligations.

Summary

• Brian Michael Brown, Chief Legal Officer of AvePoint, Inc., executed a transaction on June 4, 2026.
• The transaction involved the withholding of 27 shares of common stock at a price of $10.89 per share.
• The disposal was an exempt transaction to satisfy tax withholding obligations related to the vesting of restricted stock units.
• Following this transaction, the reporting person maintains beneficial ownership of 820,151 shares.

Sentiment

Score: 5

Explanation: StockSavvy.ai views this as a neutral administrative event with no impact on company strategy or market sentiment.

Positives

• The transaction was a non-discretionary, exempt event related to tax compliance rather than a market sale.

Negatives

• None identified; this is a routine administrative transaction.

Risks

• None identified; this is a standard regulatory filing for executive compensation tax settlement.

Future Outlook

No forward-looking guidance provided in this filing.

Industry Context

StockSavvy.ai notes that this filing is a standard regulatory disclosure for executive equity compensation and does not reflect a change in the executive's outlook on the company's performance.

Comparison to Industry Standards

• The transaction follows standard SEC reporting requirements for Rule 16b-3 exempt tax withholding events common among publicly traded technology firms.

Stakeholder Impact

• No material impact on shareholders or other stakeholders.

Next Steps

• None indicated.

Key Dates

Keywords

AvePoint, AVPT, Insider Trading, Form 4, Tax Withholding, Equity Compensation