Form 4: AvePoint CFO's Tax-Related Stock Disposition

AvePoint's Chief Financial Officer, James Caci, reported a non-discretionary disposition of 2,823 shares of common stock to cover tax obligations related to RSU vesting.

Summary

• James Caci, Chief Financial Officer of AvePoint, Inc. (AVPT), reported a transaction on March 20, 2026.
• The transaction involved the disposition of 2,823 shares of AvePoint common stock at a price of $10.3 per share.
• This disposition was an exempt transaction for the payment of tax liability by withholding securities incident to the vesting of restricted stock units (RSUs).
• The shares withheld do not represent a discretionary transaction by Mr. Caci.
• Following this transaction, Mr. Caci beneficially owns 712,208 shares of AvePoint common stock, which includes non-RSU common stock and aggregate vested and unvested RSUs.
• The RSUs are granted under the Issuer's 2021 Equity Incentive Plan, with each RSU representing the contingent right to receive one share of common stock upon vesting.

Sentiment

Score: 5

Explanation: StockSavvy.ai views this as a neutral event. The transaction is a routine, non-discretionary disposition of shares for tax purposes upon RSU vesting, which does not typically indicate a change in the company's fundamentals or the insider's long-term outlook.

Future Outlook

This filing does not contain any forward-looking statements or guidance regarding the company's future performance or strategic direction.

Industry Context

StockSavvy.ai notes that Form 4 filings are routine disclosures for company insiders. This specific transaction, involving the disposition of shares to cover tax obligations upon the vesting of restricted stock units, is a common and non-discretionary event for executives receiving equity compensation. It typically does not reflect a change in the insider's investment sentiment or the company's operational performance.

Stakeholder Impact

• Shareholders: Minimal impact, as this is a routine, non-discretionary transaction for tax purposes and does not signal a change in company fundamentals or insider sentiment.

Key Dates

Recommendation

This Form 4 reports a routine, non-discretionary disposition of shares by the CFO to cover tax obligations upon RSU vesting. It does not indicate any change in the company's fundamentals or the insider's long-term view, thus a 'hold' recommendation is appropriate for existing investors as there is no new information to warrant a change in investment thesis.

Keywords

AvePoint, AVPT, Form 4, Insider Transaction, Stock Disposition, RSU Vesting, Tax Withholding, James Caci, Chief Financial Officer