Form 4: AvePoint CFO's Tax-Related Stock Disposition
Insider Transaction Report
AvePoint's Chief Financial Officer, James Caci, reported a non-discretionary disposition of 2,823 common shares to cover tax liabilities related to RSU vesting.
Summary
- James Caci, Chief Financial Officer of AvePoint, Inc. (AVPT), reported a transaction on December 19, 2025.
- The transaction involved the disposition of 2,823 shares of AvePoint common stock at a price of $13.94 per share.
- This disposition was an exempt transaction (Code F) for the payment of tax liability by withholding securities incident to the vesting of restricted stock units (RSUs).
- The shares withheld were to satisfy income tax withholding and remittance obligations and do not represent a discretionary transaction by Mr. Caci.
- Following this transaction, Mr. Caci beneficially owns 197,307 shares, which include non-RSU common stock and aggregate vested and unvested RSUs.
Sentiment
Score: 5
Explanation: The filing reports a routine, non-discretionary transaction for tax withholding purposes related to RSU vesting, which is a neutral event with no direct positive or negative implications for the company's operational or financial performance.
Future Outlook
NA
Industry Context
NA
Stakeholder Impact
- Shareholders: Minimal impact as this is a routine, non-discretionary transaction for tax purposes and does not reflect a change in management's investment sentiment or a significant change in outstanding shares.
Key Dates
| Date | Description |
|---|---|
| 2021-09-03 | Date of a previous Form 4 filing related to RSU vesting schedules. |
| 2022-03-22 | Date of a previous Form 4 filing related to RSU vesting schedules. |
| 2023-03-23 | Date of a previous Form 4 filing related to RSU vesting schedules. |
| 2024-03-07 | Date of a previous Form 4 filing related to RSU vesting schedules. |
| 2025-03-18 | Date of a previous Form 4 filing related to RSU vesting schedules. |
| 2025-12-19 | Date of the reported transaction (disposition of shares for tax withholding). |
| 2025-12-23 | Date the Form 4 was signed by the attorney-in-fact. |
Keywords
AvePoint, AVPT, Form 4, Insider Transaction, James Caci, CFO, Restricted Stock Units, RSU, Tax Withholding, Stock Disposition
Disclaimer:The information provided here is for general informational purposes only and does not constitute financial advice, recommendation, or endorsement of any kind. It may contain errors or omissions. You should not rely on this information to make financial decisions. Always seek the advice of a qualified financial professional before making any investment or financial decisions. Use of this information is at your own risk.