Form 4: AvePoint CFO's Tax-Related Stock Disposition
Insider Transaction Report
AvePoint's Chief Financial Officer, James Caci, reported a disposition of 6,120 shares of common stock to cover tax liabilities related to the vesting of restricted stock units.
Summary
- James Caci, Chief Financial Officer of AvePoint, Inc. (AVPT), reported a transaction on December 12, 2025.
- The transaction involved the disposition of 6,120 shares of AvePoint common stock at a price of $13.89 per share.
- This disposition was an exempt transaction (Code 'F') for the payment of tax liability by withholding securities incident to the vesting of restricted stock units (RSUs).
- The shares withheld were to satisfy income tax withholding and remittance obligations and do not represent a discretionary transaction by Mr. Caci.
- Following this transaction, Mr. Caci beneficially owns 200,130 shares of AvePoint common stock.
- Beneficial ownership includes both non-RSU common stock and aggregate vested and unvested RSUs held under the Issuer's 2021 Equity Incentive Plan.
Sentiment
Score: 5
Explanation: The filing reports a routine, non-discretionary transaction for tax purposes related to RSU vesting, which is a neutral event for the company's operational or financial performance.
Future Outlook
This filing does not contain any forward-looking statements or guidance regarding the company's future performance or outlook.
Industry Context
This is a routine insider transaction report (Form 4) detailing a non-discretionary stock disposition by a corporate officer to cover tax obligations upon the vesting of restricted stock units. Such transactions are common across all industries for executives receiving equity compensation.
Stakeholder Impact
- Shareholders: Minimal impact as this is a routine, non-discretionary transaction for tax purposes and does not reflect a change in management's confidence or a strategic shift.
- Employees: The vesting of RSUs is a positive for the reporting person, reflecting compensation earned.
Key Dates
| Date | Description |
|---|---|
| 2021-09-03 | Date of a previously filed Form 4 related to RSU vesting schedules. |
| 2022-03-22 | Date of a previously filed Form 4 related to RSU vesting schedules. |
| 2023-03-23 | Date of a previously filed Form 4 related to RSU vesting schedules. |
| 2024-03-07 | Date of a previously filed Form 4 related to RSU vesting schedules. |
| 2025-03-18 | Date of a previously filed Form 4 related to RSU vesting schedules. |
| 2025-12-12 | Date of the reported transaction (disposition of shares for tax withholding). |
| 2025-12-16 | Date the Form 4 was signed by the attorney-in-fact. |
Recommendation
holdThis Form 4 filing details a routine, non-discretionary disposition of shares by the CFO to cover tax obligations arising from RSU vesting. It provides no new information regarding the company's operational performance, strategic direction, or financial health that would warrant a change in investment recommendation. Therefore, a 'hold' recommendation is appropriate, maintaining any existing investment thesis.
Keywords
AvePoint, AVPT, Form 4, Insider Transaction, James Caci, CFO, Restricted Stock Units, RSU, Tax Withholding, Equity Incentive Plan
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