Form 4: AvePoint CFO's Stock Transaction: Tax Withholding on RSU Vesting

AvePoint's Chief Financial Officer, James Caci, reported the disposition of 2,823 shares of common stock valued at $17.96 per share, primarily for tax withholding purposes related to the vesting of restricted stock units.

Summary

• James Caci, the Chief Financial Officer of AvePoint, Inc. (AVPT), reported a transaction involving the company's common stock.
• On June 20, 2025, Mr. Caci disposed of 2,823 shares of AvePoint common stock.
• The shares were disposed of at a price of $17.96 per share.
• This transaction was an exempt disposition (Code 'F') related to the payment of tax liability.
• The shares were withheld by AvePoint to satisfy income tax withholding and remittance obligations in connection with the net settlement of securities, specifically the vesting of restricted stock units (RSUs).
• The filing explicitly states that this was not a discretionary transaction by Mr. Caci.
• Following this transaction, Mr. Caci beneficially owns 671,790 shares of AvePoint common stock, which includes both non-RSU common stock and aggregate vested and unvested RSUs.

Sentiment

Score: 5

Explanation: The transaction is neutral as it represents a non-discretionary disposition of shares for tax withholding purposes upon RSU vesting, which is a routine administrative event and not indicative of management's sentiment towards the company's future prospects.

Future Outlook

This document does not contain any forward-looking statements or guidance.

Industry Context

This Form 4 filing details a routine insider transaction related to tax withholding upon RSU vesting, which is a common occurrence across publicly traded companies, particularly in the technology sector where equity compensation is prevalent. It does not provide broader industry trends or competitive insights.

Stakeholder Impact

• Shareholders: This is a routine, non-discretionary transaction for tax purposes and is unlikely to have a significant direct impact on shareholders. It reflects the normal course of equity compensation vesting for executives.

Key Dates

Keywords

AvePoint, AVPT, SEC Form 4, Insider Transaction, Stock Disposition, Tax Withholding, Restricted Stock Units, RSU Vesting, Chief Financial Officer, James Caci