Form 4: AvePoint CFO's Routine Share Disposition for Tax Obligations

AvePoint's Chief Financial Officer, James Caci, reported a non-discretionary disposition of 3,957 shares of common stock to cover tax liabilities related to RSU vesting.

Summary

• James Caci, Chief Financial Officer of AvePoint, Inc. (AVPT), reported a transaction on September 5, 2025.
• The transaction involved the disposition of 3,957 shares of AvePoint common stock at a price of $16.27 per share.
• This disposition was an exempt, non-discretionary transaction to satisfy income tax withholding obligations related to the net settlement of Restricted Stock Units (RSUs).
• Following this transaction, Mr. Caci beneficially owns 667,833 shares of AvePoint common stock, including both non-RSU common stock and aggregate vested and unvested RSUs.

Sentiment

Score: 5

Explanation: The transaction is a routine, non-discretionary disposition of shares for tax purposes related to RSU vesting, which is a neutral event. The CFO retains a significant holding.

Positives

• The Chief Financial Officer continues to hold a substantial number of shares (667,833), indicating continued alignment with shareholder interests.
• The transaction was non-discretionary, related to tax obligations from RSU vesting, rather than a voluntary sale.

Industry Context

This filing is a routine insider transaction report and does not provide broader industry context or trends. It reflects standard compensation practices involving equity awards and subsequent tax obligations.

Stakeholder Impact

• Shareholders: Minimal direct impact as it's a routine, non-discretionary tax-related transaction. The CFO's continued significant holding may be viewed positively.
• Employees: No direct impact on employees beyond the reporting person.

Key Dates

Keywords

AvePoint, AVPT, James Caci, CFO, Form 4, SEC filing, stock disposition, RSU vesting, tax withholding, insider transaction