Form 4: AvePoint CFO Reports Tax-Related Stock Disposition
Insider Transaction Report
AvePoint's Chief Financial Officer, James Caci, reported a non-discretionary disposition of 2,823 shares of common stock for tax withholding purposes.
Summary
- James Caci, Chief Financial Officer of AvePoint, Inc. (AVPT), reported a transaction on September 19, 2025.
- The transaction involved the disposition of 2,823 shares of AvePoint common stock.
- This disposition was an exempt transaction (Code 'F') for the payment of income tax liability by withholding securities incident to the vesting of restricted stock units (RSUs).
- The shares were valued at $15.67 per share for the purpose of this tax withholding.
- The transaction was not a discretionary sale by Mr. Caci.
- Following this transaction, Mr. Caci beneficially owns 210,207 shares of AvePoint common stock, which includes both non-RSU common stock and aggregate vested and unvested RSUs.
Sentiment
Score: 5
Explanation: The filing is a routine compliance report detailing a non-discretionary tax-related transaction for an executive's equity compensation. It is neutral in sentiment as it reflects standard operational procedures rather than a strategic or performance-related event.
Positives
- The transaction indicates the vesting of restricted stock units (RSUs), which is a form of equity compensation aligning management's interests with shareholders.
- The vesting of RSUs suggests continued executive retention and commitment to the company.
Negatives
- The direct beneficial ownership of common stock by the Chief Financial Officer was reduced by 2,823 shares due to tax withholding.
Future Outlook
This filing does not contain any forward-looking statements or guidance regarding the company's future performance or outlook.
Industry Context
This is a routine insider transaction report related to executive compensation and tax obligations, which is a common occurrence across all publicly traded companies when equity awards vest. It does not provide specific insights into broader industry trends or competitive positioning.
Stakeholder Impact
- Shareholders: Minimal impact, as this is a routine, non-discretionary transaction related to executive compensation and tax obligations, not a discretionary sale indicating a change in management's confidence.
- Employees: No direct impact mentioned.
Key Dates
| Date | Description |
|---|---|
| 09/03/2021 | Reference date for a previous Form 4 filing regarding RSU vesting schedules. |
| 03/22/2022 | Reference date for a previous Form 4 filing regarding RSU vesting schedules. |
| 03/23/2023 | Reference date for a previous Form 4 filing regarding RSU vesting schedules. |
| 03/07/2024 | Reference date for a previous Form 4 filing regarding RSU vesting schedules. |
| 03/18/2025 | Reference date for a previous Form 4 filing regarding RSU vesting schedules. |
| 09/19/2025 | Date of the reported transaction (disposition of shares for tax withholding). |
| 09/23/2025 | Date the Form 4 was signed by the attorney-in-fact. |
Keywords
AvePoint, AVPT, Form 4, insider transaction, stock disposition, RSU, tax withholding, James Caci, Chief Financial Officer, equity compensation
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