Form 4: AvePoint CFO Reports Routine Stock Withholding for Tax Obligations
Insider Transaction Report
AvePoint, Inc.'s Chief Financial Officer, James Caci, reported a non-discretionary disposition of 3,957 shares of common stock at $18.95 per share to cover tax liabilities related to RSU vesting.
Summary
- James Caci, Chief Financial Officer of AvePoint, Inc. (AVPT), filed a Form 4 reporting a change in beneficial ownership.
- On June 5, 2025, Mr. Caci disposed of 3,957 shares of AvePoint Common Stock.
- The disposition was an exempt transaction (Code 'F') at a price of $18.95 per share.
- These shares were withheld by AvePoint to satisfy income tax withholding and remittance obligations in connection with the net settlement of Restricted Stock Units (RSUs).
- This transaction was not a discretionary sale by Mr. Caci.
- Following this transaction, Mr. Caci beneficially owns 680,733 shares of AvePoint common stock, which includes non-RSU common stock as well as aggregate vested and unvested RSUs.
Sentiment
Score: 5
Explanation: The sentiment is neutral as this is a routine, non-discretionary transaction for tax withholding purposes, which is a standard part of equity compensation.
Future Outlook
This Form 4 filing does not contain any forward-looking statements or guidance regarding the company's future outlook.
Industry Context
This filing is a routine insider transaction report (Form 4) and does not provide broader industry context or trends. It reflects standard compensation practices involving Restricted Stock Units (RSUs) and associated tax withholdings common across many publicly traded companies.
Stakeholder Impact
- Shareholders: Minimal direct impact as this is a routine, non-discretionary transaction for tax purposes and not a discretionary sale by an insider.
- Employees: Reflects standard equity compensation practices, which can be a positive for employee retention and alignment with company performance.
Key Dates
| Date | Description |
|---|---|
| 2021-09-03 | Date of a previously filed Form 4 related to RSU vesting schedules. |
| 2022-03-22 | Date of a previously filed Form 4 related to RSU vesting schedules. |
| 2023-03-23 | Date of a previously filed Form 4 related to RSU vesting schedules. |
| 2024-03-07 | Date of a previously filed Form 4 related to RSU vesting schedules. |
| 2025-03-18 | Date of a previously filed Form 4 related to RSU vesting schedules. |
| 2025-06-05 | Date of the reported transaction (disposition of shares). |
| 2025-06-09 | Date the Form 4 was signed. |
Keywords
SEC Form 4, Insider Transaction, Beneficial Ownership, AvePoint, AVPT, James Caci, Chief Financial Officer, Restricted Stock Units, RSU, Stock Withholding, Tax Liability
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