Form 4: AvePoint CFO James Caci Reports Tax Withholding Transaction

AvePoint CFO James Caci reported the withholding of 5,714 shares of common stock to satisfy tax obligations related to RSU vesting.

Summary

• CFO James Caci engaged in a mandatory tax withholding transaction on June 5, 2026.
• A total of 5,714 shares were withheld by AvePoint to cover tax liabilities associated with the vesting of restricted stock units (RSUs).
• The transaction was executed at a price of $10.74 per share.
• Following these transactions, the reporting person maintains a beneficial ownership of 706,494 shares of common stock.

Sentiment

Score: 5

Explanation: StockSavvy.ai views this as a neutral administrative event, as the share reduction is purely for tax compliance and does not signal a change in executive sentiment.

Positives

• The transaction was non-discretionary and strictly for tax compliance purposes, indicating no change in the executive's long-term confidence in the company.

Negatives

• The transaction resulted in a reduction of the executive's direct shareholding by 5,714 shares.

Risks

• None identified; this is a routine administrative filing related to equity compensation.

Future Outlook

No forward-looking guidance or strategic outlook provided in this filing.

Industry Context

StockSavvy.ai notes that this is a standard regulatory disclosure for executive compensation and does not reflect a change in corporate strategy or market outlook.

Comparison to Industry Standards

• The transaction follows standard industry practices for net settlement of equity awards, consistent with SEC Rule 16b-3.

Stakeholder Impact

• Minimal impact on shareholders as the transaction is a routine tax settlement.

Key Dates

Keywords

AvePoint, AVPT, Insider Trading, Form 4, CFO, Equity Compensation