Form 4: AvePoint CFO James Caci Reports Tax-Related Stock Disposal
SEC Form 4 Filing
Chief Financial Officer James Caci of AvePoint, Inc. reports the disposal of shares to cover tax obligations related to vested RSUs.
Summary
- On March 21, 2025, James Caci, the CFO of AvePoint, Inc., reported a transaction involving the disposal of 2,824 shares of common stock at a price of $15.05.
- This transaction was executed to cover income tax withholding obligations related to the net settlement of Restricted Stock Units (RSUs).
- Following the reported transaction, Caci beneficially owns 684,690 shares of AvePoint, Inc.
- The reported holdings include both non-RSU common stock and vested/unvested RSUs subject to previously reported vesting schedules.
Sentiment
Score: 5
Explanation: This is a neutral event. It reflects a standard tax obligation related to executive compensation and doesn't inherently signal positive or negative sentiment about the company's performance.
Industry Context
Form 4 filings are a routine part of insider trading regulations, providing transparency into the transactions of company executives and directors. This filing indicates a standard practice of covering tax obligations related to equity compensation.
Key Dates
| Date | Description |
|---|---|
| September 3, 2021 | Date of previously reported Form 4 filing with the Securities and Exchange Commission. |
| March 22, 2022 | Date of previously reported Form 4 filing with the Securities and Exchange Commission. |
| March 23, 2023 | Date of previously reported Form 4 filing with the Securities and Exchange Commission. |
| March 7, 2024 | Date of previously reported Form 4 filing with the Securities and Exchange Commission. |
| March 18, 2025 | Date of previously reported Form 4 filing with the Securities and Exchange Commission. |
| 03/21/2025 | Date of the reported transaction: disposal of shares for tax obligations. |
| 03/25/2025 | Date of the signature on the Form 4 filing. |
Keywords
Form 4, AvePoint, AVPT, James Caci, CFO, Stock Disposal, RSUs, Tax Withholding, Beneficial Ownership
Disclaimer:The information provided here is for general informational purposes only and does not constitute financial advice, recommendation, or endorsement of any kind. It may contain errors or omissions. You should not rely on this information to make financial decisions. Always seek the advice of a qualified financial professional before making any investment or financial decisions. Use of this information is at your own risk.