Form 4: AvePoint CFO James Caci Reports Routine Stock Disposition for Tax Purposes

AvePoint, Inc.'s Chief Financial Officer, James Caci, reported a non-discretionary disposition of 6,120 shares of common stock valued at $18.59 per share, primarily for tax withholding obligations.

Summary

• James Caci, Chief Financial Officer of AvePoint, Inc. (AVPT), filed a Form 4 reporting a transaction.
• The transaction involved the disposition of 6,120 shares of AvePoint common stock on June 13, 2025.
• The shares were disposed of at a price of $18.59 per share.
• This disposition was an exempt transaction (Code 'F') related to the payment of tax liability by withholding securities incident to the net settlement of securities.
• The transaction was not a discretionary sale by Mr. Caci but rather shares withheld by AvePoint to satisfy income tax withholding and remittance obligations.
• Following this transaction, James Caci beneficially owns 674,613 shares of AvePoint common stock, which includes both non-RSU common stock and aggregate vested and unvested Restricted Stock Units (RSUs).

Sentiment

Score: 5

Explanation: The sentiment is neutral as this is a routine, non-discretionary transaction for tax purposes, not indicative of management's view on the company's prospects.

Positives

• The disposition was a non-discretionary transaction for tax withholding, indicating it was not a sale driven by a lack of confidence in the company.
• James Caci retains a substantial beneficial ownership of 674,613 shares of AvePoint common stock, aligning his interests with shareholders.

Negatives

• No specific negatives are indicated by this routine tax-related stock disposition.

Future Outlook

This Form 4 filing does not contain any forward-looking statements or guidance regarding the company's future performance or outlook.

Industry Context

This Form 4 filing is a routine disclosure of an insider stock transaction, specifically a tax-related disposition. It does not provide information relevant to broader industry trends or competitive analysis.

Stakeholder Impact

• Shareholders: Minimal direct impact as this is a routine, non-discretionary tax-related disposition by an insider, not a sale indicating a change in confidence.
• Employees, Customers, Suppliers, Creditors: No direct impact from this type of filing.

Key Dates

Keywords

AvePoint, AVPT, Form 4, SEC filing, insider transaction, Chief Financial Officer, James Caci, stock disposition, tax withholding, beneficial ownership, common stock