Form 4: AvePoint CFO James Caci Executes Tax-Related Share Sale

AvePoint CFO James Caci reported the withholding of 8,637 shares to satisfy tax obligations related to restricted stock unit vesting.

Summary

• Chief Financial Officer James Caci disposed of a total of 8,637 shares of AvePoint common stock on June 12, 2026.
• The transaction was executed at a price of $10.87 per share.
• The disposal was an exempt transaction involving the withholding of shares by the issuer to satisfy tax withholding obligations upon the vesting of restricted stock units (RSUs).
• Following these transactions, the reporting person maintains a beneficial ownership of 697,857 shares of common stock.

Sentiment

Score: 5

Explanation: StockSavvy.ai views this as a neutral event, as it is a routine administrative filing related to tax obligations rather than a market-driven sale.

Positives

• The transaction was non-discretionary and strictly related to tax compliance, indicating no change in the executive's long-term confidence in the company.

Negatives

• The transaction resulted in a reduction of the CFO's direct share ownership by 8,637 shares.

Risks

• None identified; this is a routine administrative filing regarding tax withholding.

Future Outlook

No forward-looking guidance or strategic outlook provided in this filing.

Management Comments

• The filing notes that the disposal does not represent a discretionary transaction by the Reporting Person.

Industry Context

StockSavvy.ai notes that this is a standard regulatory disclosure for executive compensation vesting, common among publicly traded technology firms, and does not signal a change in corporate strategy or financial health.

Comparison to Industry Standards

• The use of net settlement for tax obligations upon RSU vesting is a standard practice for executive compensation in the software and SaaS industry.
• The reporting of these transactions via Form 4 is consistent with SEC requirements for Section 16 officers.

Stakeholder Impact

• Minimal impact on shareholders as the transaction was non-discretionary and related to tax withholding.

Next Steps

• No future actions or milestones were disclosed in this filing.

Key Dates

Keywords

AvePoint, AVPT, Insider Trading, Form 4, CFO, Equity Compensation