Form 4: AvePoint CEO Disposes of Shares for Tax Obligations

AvePoint, Inc. CEO Jiang Tianyi reported a non-discretionary disposition of 4,706 common shares valued at $17.96 per share to satisfy income tax withholding obligations.

Summary

• Jiang Tianyi, Chief Executive Officer, Director, and 10% Owner of AvePoint, Inc. (AVPT), reported a transaction on June 20, 2025.
• The transaction involved the disposition of 4,706 shares of AvePoint common stock.
• The shares were disposed of at a price of $17.96 per share.
• This disposition was an exempt transaction (Code 'F') for the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise, or vesting of a security, as per Rule 16b-3.
• The transaction was specifically to satisfy the Issuer's income tax withholding and remittance obligations and does not represent a discretionary sale by Mr. Jiang.
• Following this reported transaction, Mr. Jiang beneficially owns 589,208 shares of AvePoint common stock.
• The beneficial ownership includes non-RSU common stock as well as aggregate vested and unvested Restricted Stock Units (RSUs) previously reported in earlier Form 4 filings.

Sentiment

Score: 5

Explanation: The transaction is a routine, non-discretionary disposition of shares to cover tax liabilities associated with equity vesting, which is a neutral event for company sentiment and does not reflect a change in the insider's investment conviction.

Positives

• The transaction is a routine, non-discretionary event related to tax obligations from equity vesting, indicating the executive is receiving equity compensation.

Negatives

• The disposition of shares, while non-discretionary, reduces the direct share count held by the CEO, though this is a standard part of equity compensation.

Risks

• No specific risks related to the company's operations or financial health are disclosed in this Form 4 filing, as it pertains solely to an insider's equity transaction.

Future Outlook

This Form 4 filing is a report of an insider's equity transaction and does not contain any forward-looking statements or guidance regarding the company's future performance or outlook.

Management Comments

• The shares reported as disposed of represent the number of shares withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of securities, and this does not represent a discretionary transaction by the Reporting Person.

Industry Context

This Form 4 filing details a specific insider transaction for AvePoint, Inc. and does not provide information on broader industry trends, competitive landscape, or market position.

Comparison to Industry Standards

• NA

Stakeholder Impact

• Minimal direct impact on shareholders as this is a routine tax-related transaction by an insider, not a discretionary sale that would signal a change in investment sentiment.
• No direct impact on employees, customers, suppliers, or creditors is indicated by this filing.

Next Steps

• NA

Key Dates

Keywords

AvePoint, AVPT, SEC Form 4, Insider Transaction, CEO Stock, Share Disposition, Tax Withholding, Beneficial Ownership, Equity Compensation