Form 4: AudioEye Director Katherine Fleming Receives RSU Grant

AudioEye Inc. Director Katherine E. Fleming was granted 867 shares of common stock as restricted stock units, increasing her beneficial ownership to 34,661 shares.

Summary

• Katherine E. Fleming, a Director of AudioEye Inc. (AEYE), acquired 867 shares of common stock on January 1, 2026.
• These shares were granted as Restricted Stock Units (RSUs) under the AudioEye, Inc. 2020 Equity Incentive Plan.
• The RSUs vested on the grant date, but settlement is deferred.
• Following this transaction, Ms. Fleming beneficially owns a total of 34,661 shares of AudioEye common stock.

Sentiment

Score: 6

Explanation: A routine grant of restricted stock units to a director is a neutral to slightly positive event, aligning director interests with shareholders and indicating ongoing compensation practices. It is not a major market-moving event but reflects standard corporate governance.

Positives

• Grant of 867 Restricted Stock Units (RSUs) to Director Katherine E. Fleming aligns management and shareholder interests.
• The RSUs vested on the grant date, indicating immediate ownership rights, though settlement is deferred.

Future Outlook

The Restricted Stock Units (RSUs) will be settled on the earlier of the third anniversary of the grant date (January 1, 2029), immediately prior to the closing of a change in control (but no later than 90 days following), or the calendar year following the year of death (with payment no later than the end of that year).

Related Party Transactions

• Grant of 867 Restricted Stock Units to Katherine E. Fleming, a Director, under the AudioEye, Inc. 2020 Equity Incentive Plan, representing a standard compensation arrangement.

Stakeholder Impact

• Shareholders: Increased alignment of director's interests with shareholder value through equity compensation.

Next Steps

• Settlement of the granted Restricted Stock Units (RSUs) will occur on the earlier of January 1, 2029, a change in control event, or the calendar year following the year of death.

Key Dates

Recommendation

The filing details a routine grant of restricted stock units to a director as part of their compensation package. This type of insider transaction is standard practice and does not provide new information that would significantly alter the investment outlook or warrant a change in recommendation based solely on this filing.

Keywords

AudioEye, AEYE, Form 4, Insider Transaction, Restricted Stock Units, RSU Grant, Director Compensation, Equity Incentive Plan, Katherine Fleming