SCHEDULE 13G/A: Investment Funds Disclose 4.3% Passive Stake in Atossa Therapeutics
Beneficial Ownership Disclosure
CVI Investments, Inc. and Heights Capital Management, Inc. have disclosed a passive 4.3% beneficial ownership stake in Atossa Therapeutics, Inc. as of December 31, 2024.
Summary
- CVI Investments, Inc. and Heights Capital Management, Inc. (collectively, 'Reporting Persons') have filed an Amendment No. 2 to Schedule 13G regarding their beneficial ownership in Atossa Therapeutics, Inc.
- As of December 31, 2024, the Reporting Persons collectively beneficially own 5,662,500 shares of Atossa Therapeutics, Inc. common stock.
- This ownership represents 4.3% of the company's outstanding common stock.
- The shares beneficially owned consist of shares issuable upon the exercise of warrants.
- Heights Capital Management, Inc. serves as the investment manager to CVI Investments, Inc. and exercises shared voting and dispositive power over these shares.
- The filing indicates that the securities were not acquired or held for the purpose of changing or influencing control of the issuer.
Sentiment
Score: 5
Explanation: Neutral, as this is a factual disclosure of passive ownership and does not contain performance or forward-looking statements from the company.
Future Outlook
NA
Industry Context
NA
Key Dates
| Date | Description |
|---|---|
| 11/08/2024 | Date as of which Atossa Therapeutics, Inc. reported 125,801,254 shares outstanding in its Quarterly Report on Form 10-Q |
| 12/31/2024 | Date of event which requires filing of this statement (beneficial ownership calculation date) |
| 02/07/2025 | Date of filing of this Schedule 13G Amendment No. 2 |
Keywords
Atossa Therapeutics, CVI Investments, Heights Capital Management, Schedule 13G, Beneficial Ownership, Common Stock, Investment Management, SEC Filing, Biotechnology
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