Form 4: Assured Guaranty Ltd. Director Frederico Dominic Reports Acquisition of Common Shares

Frederico Dominic, a Director and Officer of Assured Guaranty Ltd., reported the acquisition of 38,449 common shares through restricted share units and an employee stock purchase plan.

Summary

• On February 19, 2025, Frederico Dominic, a Director, President/CEO/Deputy Chairman of Assured Guaranty Ltd., acquired 38,449 common shares.
• These shares were obtained through the Assured Guaranty Ltd. 2024 Long-Term Incentive Plan and the Employee Stock Purchase Plan.
• The restricted share units vest on February 19, 2028, assuming continued employment.
• Dominic's total beneficial ownership following the transaction is 1,366,456.0034 common shares directly, plus shares held indirectly through his wife (9,400), daughter (200), and a family limited partnership (345,000).

Sentiment

Score: 6

Explanation: The sentiment is neutral as it's a standard disclosure of insider transactions. There are no explicit positive or negative implications for the company's performance.

Positives

• The acquisition of shares through the Long-Term Incentive Plan aligns Dominic's interests with the long-term performance of Assured Guaranty Ltd.
• Participation in the Employee Stock Purchase Plan demonstrates Dominic's confidence in the company's future.

Future Outlook

The restricted share units vest on 2/19/2028, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted share unit.

Industry Context

This filing is a routine disclosure of insider transactions, which are common in publicly traded companies. It provides transparency regarding the ownership stake of key executives and directors.

Comparison to Industry Standards

• Monitoring insider transactions is a standard practice in corporate governance to ensure transparency and prevent potential conflicts of interest.
• Companies like Berkshire Hathaway and JP Morgan Chase also have similar reporting requirements for their executives and directors.
• The reporting of beneficial ownership aligns with SEC regulations and industry best practices.

Stakeholder Impact

• The disclosure provides transparency to shareholders regarding the ownership stake of a key executive.
• It assures stakeholders that the director's interests are aligned with the company's long-term success through the vesting of restricted share units.

Key Dates

Keywords

Assured Guaranty Ltd, Frederico Dominic, Common Shares, Beneficial Ownership, Form 4, Restricted Share Units, Long-Term Incentive Plan, Employee Stock Purchase Plan, Director, Officer