Form 4: Associated Banc-Corp Executive Vice President David L. Stein Reports Stock Transactions

Sentiment:

SEC Form 4 Filing


David L. Stein, an Executive Vice President at Associated Banc-Corp, reported the acquisition and disposal of company stock on November 6, 2024, including the exercise of stock options and subsequent sale of shares.

Summary

  • On November 6, 2024, David L. Stein, an Executive Vice President of Associated Banc-Corp, engaged in transactions involving the company's common stock.
  • Stein exercised non-qualified stock options to acquire 29,536 shares at a price of $17.38 per share.
  • Simultaneously, Stein sold 29,536 shares at a weighted average price of $27.428, with individual sales ranging from $27.400 to $27.461.
  • Following these transactions, Stein directly owns 81,021 shares and indirectly owns 10,813.37 shares through a 401(k) plan and 49,297 shares through a trust.

Sentiment

Score: 5

Explanation: The document is a standard SEC filing reporting stock transactions by an executive, indicating a neutral sentiment.

Industry Context

Form 4 filings are a routine part of corporate governance, providing transparency into the transactions of company insiders. These filings are closely watched by investors seeking insights into management's perspective on the company's stock.

Stakeholder Impact

  • Shareholders may be interested in the transactions of company executives as an indicator of management's confidence in the company's future prospects.

Key Dates

DateDescription
02/08/2017Start date for the vesting of the non-qualified stock option in four equal annual installments
02/01/2026Expiration date of the non-qualified stock option
11/06/2024Date of the reported stock transactions (exercise of options and sale of shares)
11/08/2024Date of signature on the Form 4 filing

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