Form 4: Associated Banc-Corp EVP Gregory Warsek Increases Direct Stock Holdings

Associated Banc-Corp Executive Vice President Gregory Warsek acquired 17 shares of common stock through vested dividend equivalents, increasing his direct beneficial ownership to 13,370 shares.

Summary

• Gregory Warsek, Executive Vice President (EVP) of Associated Banc-Corp (ASB), acquired 17 shares of the company's common stock.
• The transaction occurred on June 16, 2025, with shares acquired at a price of $22.96 per share.
• This acquisition represents fully vested dividend equivalents awarded pursuant to performance-based Restricted Stock Units (RSUs), payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider.
• Following this transaction, Mr. Warsek directly beneficially owns 13,370 shares of Common Stock.
• Additionally, Mr. Warsek indirectly beneficially owns 27,402.66 shares through a 401(K) Plan.

Sentiment

Score: 6

Explanation: The sentiment is slightly positive as an insider acquired shares, which can be interpreted as a sign of confidence. However, the transaction is small and routine, stemming from compensation, so it's not a strong signal.

Positives

• Insider acquisition of shares, even a small amount, can signal management's confidence in the company's future prospects.
• The acquisition stems from vested dividend equivalents, indicating a payout from existing equity compensation.

Future Outlook

This Form 4 filing does not contain any forward-looking statements or guidance regarding the company's future performance or strategic direction.

Industry Context

This filing is a routine disclosure of an insider stock transaction, common for executives receiving equity-based compensation. It does not provide insights into broader industry trends but reflects standard corporate compensation practices within the financial services sector.

Stakeholder Impact

• Shareholders may view this insider acquisition, even if small and compensation-related, as a minor positive signal of management's alignment with shareholder interests.

Key Dates

Keywords

Associated Banc-Corp, ASB, Gregory Warsek, Form 4, Insider Trading, Stock Acquisition, Executive Compensation, Restricted Stock Units, Dividend Equivalents